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Stifel ordered to pay $132 million for allegedly misleading investor on risky structured notes

A Finra panel said Stifel was “required to have heightened supervision” of a broker.

Mar 13, 2025 - 15:23
 0
Stifel ordered to pay $132 million for allegedly misleading investor on risky structured notes
A Finra panel said Stifel was “required to have heightened supervision” of a broker.
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